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SEC Form 13H Filing Services

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13H-form

What Is SEC Form 13H?

The U.S. Securities and Exchange Commission (SEC) requires certain “large traders” to register by filing Form 13H. This filing is mandatory if your aggregate transactions reach

Value-Based Thresholds


Value-Based Thresholds

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Share-Based Thresholds

2 million shares or more in a single day

$20 million or more in transactions in a single day

2 million shares or more in a single day

2 million shares or more in a single day

$200 million or more in transactions in a calendar month

$200 million or more in transactions in a calendar month

20 million shares or more in a calendar month

Form 13H

Provides the SEC with key information to monitor market activity and trading patterns under the Large Trader Rule (Rule 13h-1)

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form-13H

Our 13H Filing Services

Initial Form 13H Filing

  • Register with the SEC when you first cross the reporting threshold. Amendment Filing

  • Update the SEC when your information changes. Annual Filing

  • Required by February 14 each year to maintain compliance. Ongoing Compliance Monitoring

  • We track deadlines so you don’t have to. EDGAR Submission Management

  • We prepare and submit your filing directly to the SEC’s EDGAR system.

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Why Choose 13Hfiling.com?

  • Knowledge

    We focus exclusively on SEC Form 13H compliance

  • Fast Turnaround

    Get your filing submitted quickly and accurately

  • Nationwide Service

    We assist clients across all U.S. states

  • Flat-Fee Pricing

    Transparent rates, no hourly surprises

  • Secure Process

    Your sensitive trading data is handled with strict confidentiality

13H form home

Your privacy is guaranteed. We do not, and will never, sell your data in any form. All information you share with us is protected by attorney–client privilege and treated with the highest level of confidentiality. You can rest assured that safeguarding your information is one of our top priorities.

Our Simple Process

Online Onboarding

Your engagement,
and payment is 100% online

1

Data Collection

You securely provide
required trading
and account details

2

Form Preparation

We prepare your Form 13H and review it for accuracy

3

SEC Submission

We file your Form 13H through EDGAR and provide confirmation

4

Ongoing Support

We alert you about any updates and any requirement

5

Frequently Asked Questions

Who must file SEC Form 13H?

Any person or entity whose transactions exceed the SEC’s large trader thresholds — $20 million in a day or $50 million in a month — must file Form 13H.

How do I submit Form 13H to the SEC?

Form 13H is filed electronically through the SEC’s EDGAR system. We prepare and submit the filing on your behalf.

What is the deadline for annual Form 13H filings?

Annual filings are due by February 14 each year. Amendments must be filed promptly when information changes.

What happens if I fail to file Form 13H?

Non-compliance can lead to SEC investigations, penalties, and possible trading restrictions.

How much does it cost to file Form 13H?

We offer flat-fee pricing for initial, amended, and annual filings, see the pricing section.

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